Reporting changes will be rolled into a bigger project on complaints, investigations
Both the number and average size of successful complaints about investment firms dropped in 2020
The SRO called for applications by the end of the year
The securities regulator has released its draft priorities for fiscal 2021-2022
Mutual funds top the list of most complained about product
An Alberta firm refused to compensate a harmed investor
Ontario's capital markets task force recommends binding authority, higher compensation limits
The organization is looking for a new consumer interest director
Suitability remains investors’ top complaint, OBSI says
The relationship with IIROC may change how firms approach OBSI inquiries, a letter says