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Company: Ombudsman for Banking Services and Investments

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Reporting changes will be rolled into a bigger project on complaints, investigations

suspicious client

Both the number and average size of successful complaints about investment firms dropped in 2020

Business People Meeting Discussion in a boardroom concept

The SRO called for applications by the end of the year

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The securities regulator has released its draft priorities for fiscal 2021-2022

  • By: IE Staff
  • November 16, 2020 November 16, 2020
  • 13:40
Shocked middle aged mature woman feeling stressed reading unbelievable online news, surprised senior old lady looking at laptop amazed by unexpected stuck computer problem sit on sofa at home (Shocked middle aged mature woman feeling stressed reading

Mutual funds top the list of most complained about product

Three stuffed money bags

An Alberta firm refused to compensate a harmed investor

  • By: IE Staff
  • August 28, 2020 August 28, 2020
  • 14:03
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Ontario's capital markets task force recommends binding authority, higher compensation limits

Partners discussing new plans

The organization is looking for a new consumer interest director

suspicious client

Suitability remains investors’ top complaint, OBSI says

handshaking and exchanging contract documents

The relationship with IIROC may change how firms approach OBSI inquiries, a letter says