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Company: Ombudsman for Banking Services and Investments

162 results found
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Jensen joined OBSI's board and is tapped to be the next chair

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OBSI’s Joint Regulators Committee said client compensation has fallen $1.3 million short of the recommended payout over three years

challenge-obstacle

Consultation follows a report that exposed deficiencies with the current system

Three questions to ask to protect yourself and your business

change direction

Reporting changes will be rolled into a bigger project on complaints, investigations

suspicious client

Both the number and average size of successful complaints about investment firms dropped in 2020

Business People Meeting Discussion in a boardroom concept

The SRO called for applications by the end of the year

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The securities regulator has released its draft priorities for fiscal 2021-2022

  • By: IE Staff
  • November 16, 2020 November 16, 2020
  • 13:40
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Mutual funds top the list of most complained about product

Three stuffed money bags

An Alberta firm refused to compensate a harmed investor

  • By: IE Staff
  • August 28, 2020 August 28, 2020
  • 14:03