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Company: Ombudsman for Banking Services and Investments

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SRO proposes doubling maximum fines, toughening suspensions

Queen's Park, Ontario, Canada

Government endorses OSC's investor protection, capital formation efforts

Target hit in the center by arrow

Firms use forced arbitration to discourage clients from pursuing complaints

investor protection

Regulators propose long-awaited reforms to enhance industry dispute-resolution system

investor protection

Group to focus on investor-advisor relationships, complaints, suitability

investor protection

Finance also announced measures to tackle bank fees and mortgage relief

Dispute at desk

Banks to bear the brunt of fee increase, as case volumes jump

thumbs down

JRC report details complaints to OBSI involving mutual fund suitability, low-ball settlements

Business partnership meeting. Picture businessmans handshake. Successful businessmen handshaking after good deal. Horizontal, blurred (Business partnership meeting. Picture businessmans handshake. Successful businessmen handshaking after good deal. Ho

Governance changes follow consultation and independent review

  • By: IE Staff
  • June 26, 2023 June 26, 2023
  • 16:01

Applications due June 26 for the job of enhancing complaint handling