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Company: Ombudsman for Banking Services and Investments

153 results found
Three stuffed money bags

An Alberta firm refused to compensate a harmed investor

  • By: IE Staff
  • August 28, 2020 August 28, 2020
  • 14:03
Couple getting financial retirement advice from consultant at home

Ontario's capital markets task force recommends binding authority, higher compensation limits

Partners discussing new plans

The organization is looking for a new consumer interest director

suspicious client

Suitability remains investors’ top complaint, OBSI says

handshaking and exchanging contract documents

The relationship with IIROC may change how firms approach OBSI inquiries, a letter says

Downtown office buildings Toronto

The independent dispute resolution service has been abandoned by most of the big Canadian banks

Complaints were 19% above average levels for the past eight quarters

Miniature of business men observing maze risk concept

Regulators stop short of going ahead with OBSI recommendations

loseup portrait senior man protecting a piggy bank

OBSI finds seniors complain the most about mutual funds, disclosure issues

A proposed rule change would better align the self-regulatory organization's provisions for information with those of OBSI