Company: Ombudsman for Banking Services and Investments

174 results found
changes ahead sign

Promises for action on OBSI have repeatedly gone unmet, however

advisor-client meeting

The FCA is reviewing its consumer compensation scheme, which is under stress from past misconduct

Horn speaker for public relations sign symbol, vintage color - sun with blue sky

Jensen joined OBSI's board and is tapped to be the next chair

business people standing in line under a magnifying glass

OBSI’s Joint Regulators Committee said client compensation has fallen $1.3 million short of the recommended payout over three years

challenge-obstacle

Consultation follows a report that exposed deficiencies with the current system

divorce and the law

Three questions to ask to protect yourself and your business

change direction

Reporting changes will be rolled into a bigger project on complaints, investigations

suspicious client

Both the number and average size of successful complaints about investment firms dropped in 2020

Business People Meeting Discussion in a boardroom concept

The SRO called for applications by the end of the year

Horn speaker for public relations sign symbol, vintage color - sun with blue sky

The securities regulator has released its draft priorities for fiscal 2021-2022

  • By: IE Staff
  • November 16, 2020 November 16, 2020
  • 13:40