A maximum of four living and four posthumous candidates will be inducted into the Hall of Fame at a gala event in October
Cutting operating costs and adapting technology to compete effectively and compensate for lack of scale are also key traits of successful firms, says Ian Russell in a speech
IIAC has a new series to help with client conversations
Although some small and mid-sized firms have also been profitable, they have had to control costs by adopting technology and by altering their payout grids
Excluding TFSAs from CRS reporting requirements better aligns CRS rules with those already in place for FATCA, making it easier for Canadian financial services firms
Lori Pinkowski, winner of the Investment Industry Association of Canada’s (IIAC) Top Under 40 Award, discusses her firm’s key business and communications strategies with Dan Richards, CEO of Client Insights.
The IIAC also inducted six people who have made significant contributions to the capital markets industry at a gala event on Thursday
The IIAC’s president and CEO says regulators need to be more open about the thinking that goes into their reform plans
More clarity needed on best interests standard
New Fixed Income, Currency and Commodities Markets Standards Board in the U.K. may need to be global to be effective