Top Under 40 Award winner's dedication to underserved communities is a reflection of where the industry is heading
Volume must increase for market players to fully realize the benefits of the system
Update includes references to state statures
Nunavut, the Northwest Territories and Yukon join seven provinces in strengthening investor protection
Financial advisors are becoming more identified as “managers of managers,” says Ian Russell, IIAC president and CEO
Bains was recognized for her work in advancing policy issues related to the indigenous peoples and advocacy for women in leadership positions in wealth management
Five executives recognized as industry trailblazers
Industry group calls for joint CSA/SRO committee to receive feedback and guidance
One client lost $30,000 and another lost $212,000 as a result of advisor’s misconduct
Proposed amendments to a CDIC by-law “introduce requirements that entail significant systems and procedural changes” for IIAC member firms that act as nominee brokers