The Sept. 9 annual meeting will be CEO Susan Wolburgh Jenah’s last
OneWorld to replace EMX service
Rep purchased unsuitable stocks for client’s registered retirement savings plan
IIROC seeking review of sanctions handed down against Lucy Marie Pariak-Lukic
Sanctions levied against Brian and Christine Malley total $600,000
Consultation paper examines proficiency models used in other countries
Firm ordered to cease dealing with the public
All “actively traded” securities will be covered when new guidance takes effect in February 2015
Husband used funds from couple’s RRSPs to help his company
Firms could provide an unaudited version of their financials to clients who request them