Home Investment Industry Regulatory Organization of Canada

Company: Investment Industry Regulatory Organization of Canada

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Stacked white books on rules and regulations

Reforms developed for industry were rejected in a public consultation

rules and regulations

The SRO offered hardship exemptions from certain rules for much of 2020

coin stacks with letter dice - fees

Extra fees didn't do much to alter behaviour, the SRO found

Court.

Risk of harm to disciplined rep outweighs risk to public, regulator finds

School exam student's taking educational admission test in class, thinking hard, writing answer in university classroom, education and world literacy day concept (School exam student's taking educational admission test in class, thinking hard, writing

Biennial exercise will be coordinated with U.S. industry test

gavel

A New Brunswick court has overturned a tribunal's finding that an IIROC proceeding was unfair

Bitcoin in the hands of a child. The boy holds a metal coin of crypto currency in his hands.

SRO seeks volunteers with crypto experience for working group

difficult choices of a businessman due to crisis

Consolidating the MFDA and IIROC would ultimately benefit investors, writes Paul Bourque

time clock

New client identifier requirements for listed securities take effect in July 2021

Close up of businessman hands making handshake - greeting, dealing, merger and acquisition concepts

Two former executives face a hearing next year