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Company: Investment Industry Regulatory Organization of Canada

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illustration of clock with market data

Organization proposes synchronizing clocks to UTC

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Industry weighs in on proposed changes announced in July

guidelines and regulations binders

The proposals are out for comment until Dec. 4

Stacked white books on rules and regulations

The SRO published its annual report on Tuesday

guidelines and regulations binders

The new guidance applies to order-execution-only firms

meeting room interior with table, raw of chairs and block-notes,decorated in black and white tones

Materials were sent out Aug. 23

compliance puzzle

The change is intended to make the organization's rules easier to understand

Close-up Of Businesswoman Stopping The Effect Of Domino With Hand

The firm had been in early warning over its capital position since June

Miniature of business men observing maze risk concept

Regulators stop short of going ahead with OBSI recommendations

gavel justice enforcement

Firm reported a negative capital position this month