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Company: Investment Industry Regulatory Organization of Canada

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IIROC panel found rep secretly compensated clients, misled investigators

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The client lost $1.3 million to risky trading that generated $232,000 in commissions

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The CSA chair provided details Wednesday about the new SRO and why he's "all in" on CRM3

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Jensen joined OBSI's board and is tapped to be the next chair

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The SRO withdrew the allegation after settling with the firm's former head

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Marketing tactics by crypto firms are raising concerns with CSA and IIROC

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North American body adopts diversity, inclusion policy

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The online event on Oct. 13 will focus on diversity issues for frontline staff

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Loss of third-party fund distribution seen as "unintended consequence" in 2018

Fees as a share of industry revenues and profits have continued to decline