Reforms developed for industry were rejected in a public consultation
The SRO offered hardship exemptions from certain rules for much of 2020
Extra fees didn't do much to alter behaviour, the SRO found
Risk of harm to disciplined rep outweighs risk to public, regulator finds
Biennial exercise will be coordinated with U.S. industry test
A New Brunswick court has overturned a tribunal's finding that an IIROC proceeding was unfair
SRO seeks volunteers with crypto experience for working group
Consolidating the MFDA and IIROC would ultimately benefit investors, writes Paul Bourque
New client identifier requirements for listed securities take effect in July 2021
Two former executives face a hearing next year