IIROC panel found rep secretly compensated clients, misled investigators
The client lost $1.3 million to risky trading that generated $232,000 in commissions
The CSA chair provided details Wednesday about the new SRO and why he's "all in" on CRM3
Jensen joined OBSI's board and is tapped to be the next chair
The SRO withdrew the allegation after settling with the firm's former head
Marketing tactics by crypto firms are raising concerns with CSA and IIROC
North American body adopts diversity, inclusion policy
The online event on Oct. 13 will focus on diversity issues for frontline staff
Loss of third-party fund distribution seen as "unintended consequence" in 2018
Fees as a share of industry revenues and profits have continued to decline