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Company: Investment Industry Regulatory Organization of Canada

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Reporting changes will be rolled into a bigger project on complaints, investigations

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Investor advisory panel would provide feedback on regulatory policy issues and initiatives

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The group will provide industry input on advisor education

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Regulatory staff are expected to deliver recommendations to CSA chairs in the coming weeks

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The CSA will finalize rules designed to protect vulnerable clients by early summer


The SRO has adopted an early settlement program but scrapped its plan for punishing minor violations

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The regulator is giving firms until April 19 to reveal plans to comply with new guidance

Bitcoin in the hands of a child. The boy holds a metal coin of crypto currency in his hands.

A joint notice from IIROC and the CSA outlines plans to regulate the fledgling sector

OSC corporate finance report aims to aid compliance

IIROC outlined the challenges for firms and regulators in a new report

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There is no evidence that video hearings are unfair, regulator rules