Reporting changes will be rolled into a bigger project on complaints, investigations
Investor advisory panel would provide feedback on regulatory policy issues and initiatives
The group will provide industry input on advisor education
Regulatory staff are expected to deliver recommendations to CSA chairs in the coming weeks
The CSA will finalize rules designed to protect vulnerable clients by early summer
The SRO has adopted an early settlement program but scrapped its plan for punishing minor violations
The regulator is giving firms until April 19 to reveal plans to comply with new guidance
A joint notice from IIROC and the CSA outlines plans to regulate the fledgling sector
IIROC outlined the challenges for firms and regulators in a new report
There is no evidence that video hearings are unfair, regulator rules