Company: Investment Industry Regulatory Organization of Canada

1069 results found
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Rep sought halt of nine-month suspension, pending review of IIROC ruling

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

IIROC suggests electronic proceedings may continue post-pandemic

  • By: IE Staff
  • September 15, 2020 September 15, 2020
  • 15:09
suspicious client

Respondents to a poll favoured enhanced oversight and comprehensive SRO reform

Court.

Ex-rep sentenced to jail and ordered to repay firm

tax inspector investigating financial documents

IIROC launches first phase of government debt reporting

Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizing profits for large business organizations. (Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizin

New report explores the costs and benefits of an IIROC/MFDA merger

advisor client meeting

Comments on proposed requirements for registered representatives and investment representatives are due in November

  • By: IE Staff
  • August 18, 2020 August 18, 2020
  • 11:22
Horn speaker for public relations sign symbol, vintage color - sun with blue sky

The SRO will offer five years of funding to the Osgoode Investor Protection Clinic

gavel

PACE Credit Union will propose a settlement for investors

Time management concept. Composition with documents, stationary and alarm clock on table

Ian Russell responds to comments on his opinion piece on SRO consolidation