Groups issuing financial planner and advisor titles must meet cybersecurity guidelines
FSRA also reiterated that it wants clients to be protected from seg fund deferred sales charges, regardless of when the funds were purchased
The new self-regulatory organization is considering its role in the evolving regime
Greatway must also send its universal life policyholders information to assist them in assessing the policy's appropriateness
Proposal would eliminate regulatory arbitrage between seg funds and mutual funds
The regulator alleged a firm's training instructs life agents to mislead consumers, which the firm refutes
Draft Ontario MGA regulation coming in 2023 as a result of concerns found in FSRA's review
Minimum standards for credentialing bodies, and the robust process for approving those bodies, were determined after extensive consultations, writes Huston Loke
Groups laud Saskatchewan's interest in higher standards
KPMG appointed to oversee failed credit union's windup