Draft guidance forms part of larger effort to improve industry conduct
Survey shows the effects of inflation and higher borrowing costs
Legislative changes would cut minimum comment period to 60 days
FSRA's fee rule for credentialing bodies exempts CIRO from full costs
Alleged misconduct included untrustworthiness, fraud and deception
Regulator supports firms' efforts to address ESG risks
Regulator urged administrators to assess and mitigate risks
Regulator sets supervisory priorities for credential providers
Regulator issues proposed guidance for public comment until Aug. 25
FSRA brought similar allegations against the agent earlier this year