Company: Financial Services Commission of Ontario

157 results found

New checklist will help mortgage brokers detect and prevent fraud when conducting a mortgage transaction

Changes aimed at helping investors understand syndicated mortgages

The Ontario regulator aims to verify that insurance agents are meeting their licensing requirements, have valid E&O insurance and are completing their CE credits

Life insurer seeking declaratory relief

Ontario releases sunshine list

If Ontario were to merge these two regulatory bodies, it could provide financial planners with a more streamlined regulatory system

Insurance regulator is not doing its job: Report

Fund dealers that sell the securities must also be licensed as mortgage brokerages

Investors cautioned about unregistered firms, unlicensed mortgage broker

  • By: IE Staff
  • January 15, 2015 December 19, 2017
  • 07:30

Misconduct by a dually licensed agent may result in having the agent’s insurance license revoked or suspended