FSCO examinations have found that 10% of insurance agents were not disclosing actual or potential conflicts of interest to their clients in writing, as they’re required to do
New checklist will help mortgage brokers detect and prevent fraud when conducting a mortgage transaction
Changes aimed at helping investors understand syndicated mortgages
The Ontario regulator aims to verify that insurance agents are meeting their licensing requirements, have valid E&O insurance and are completing their CE credits
Life insurer seeking declaratory relief
Ontario releases sunshine list
If Ontario were to merge these two regulatory bodies, it could provide financial planners with a more streamlined regulatory system
Insurance regulator is not doing its job: Report
Fund dealers that sell the securities must also be licensed as mortgage brokerages
Investors cautioned about unregistered firms, unlicensed mortgage broker