Training, due diligence, trading instructions among issues MFDA firms will have to consider
Nine mutual fund dealer execs on trade association board
FMFD shares draft of best practices for dealers wanting to sell exchange-traded funds
Policy figures highly on the agenda
Key priorities include policy and recruitment
The board is working through a set of key priorities for the coming year
Fund dealers, compliance professionals
di Cenzo named treasurer
The Federation of Mutual Fund Dealers has revealed its new board of directors for the 2009-2010 term.The slate includes:> Kevin Regan, Investors Group;> Susan Monk, Peak Financial;>John DiNovo, Banwell Financial;> Ian Moorhouse, Independent Accountants Investment Group; and;> Mark Zochowski, MRS.Eileen di Cenzo of HUB Capital is the board’s treasurer.“We are excited to have this new […]
Mitchell appointed chairman