Regulators aim to achieve a harmonized derivatives trade reporting regime across Canada
The CSA and Quebec’s AMF have proposed different approaches to defense strategies in hostile takeover battles
The changes will increase the range of permissible pre-marketing and marketing activities
Regulator will hold one session for investors, another for advisors, industry groups
Regulators examining IIROC policies and procedures
Competing products won't be subject to the same rules
Canadian Securities Administrators chooses CGI to operate SEDAR, SEDI and NRD
Consultation paper sets out recommendations on registration and regulation of firms trading in derivatives
Report identifies some areas for improvement
Advisors could be called on to justify trailer commissions, explain new performance reporting measures