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Eleanor Farrell, director, Office of the Investor, Ontario Securities Commission, discusses the consultation paper on the introduction of a statutory best interest standard for advisors and dealers. She outlines five concerns the Canadian Securities Administrators have with the current know your client, suitability, and know your product standard. Farrell spoke at the CIRPs annual conference in Niagara Falls, Ont.

  • June 10, 2013 December 19, 2017
  • 13:00

It's time to enhance trust between clients and advisors

  • February 1, 2013 October 29, 2019
  • 00:00