Examination of the self-regulatory framework runs until Oct. 23
CSA consultation will focus on self-regulation, not necessarily consolidation
Referrals between CSA members increased in the last fiscal year
SEC rules take effect June 30
Regulatory co-operation agreement aims to facilitate international access for innovators
Regulators draw line between client service, stock picking duties
Fund industry SRO shoots down consolidation, reiterates call for overhaul
New paper promises huge payoff from SRO consolidation
Regulators will use feedback to develop guidance
Regulators review found miners' technical disclosure requires improvement