IIROC publishes its version of the CSA's CFRs, which take effect in 2021
Changing investor expectations create new opportunities for advisors
CSA provides guidance on financial reporting in the throes of a pandemic
Surveys show that the introduction of Fund Facts and CRM2 reports is achieving policy objectives
CSA, SROs provide guidance on client-focused reforms requirements
The regulator is launching a pair of advisory committees to inform policy-making
A regulatory panel at IFIC's leadership conference discussed Covid-19's challenges
CSA issues guidance for fund managers on liquidity risk
Proposals aim to clarify issuer requirements, bolster investor insight
The CSA warns the industry against abuses as bans loom for trailers, DSCs