A CSA proposal out for a 120-day comment period aims to enhance the quality and cost of financial reporting
New KYP requirements put the spotlight on firm and advisor product knowledge
Regulators will examine diversity efforts, with possible reforms in mind
The scheme uses the fund company's logo, and falsely claims FCAC and CDIC protection
The province changed its position based on “overwhelming” support for a harmonized ban
The OSC advisory group is facing a long list of investor issues
Regulators to designate CDOR as the only regulated financial benchmark in Canada
Regulatory staff are expected to deliver recommendations to CSA chairs in the coming weeks
The CSA will finalize rules designed to protect vulnerable clients by early summer
Trading data indicate that delay won't add systemic risk, the regulators said