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Company: British Columbia Securities Commission

649 results found

Uniform securities laws not necessary says BCSC chair

Fate of passport model lies with ministers

By: Kate McCaffery
September 17, 2003 September 17, 2003
14:20

B.C. advisor settles over breach of “Know your client” rule

Former Raymond James rep fined $18,000

By: IE Staff
September 16, 2003 September 16, 2003
10:10

Former B.C. rep hit with 30-year trading ban

Rast fined $200,000 for stealing from clients

By: IE Staff
September 9, 2003 September 9, 2003
09:30

BCSC issues final sanctions in Canadian Global Investment matter

Fund salesman’s fine reduced

By: Lara Hertel
August 27, 2003 August 27, 2003
13:45

BCSC expands Web services

Companies now able to file private placement reports online

By: IE Staff
August 20, 2003 August 20, 2003
08:45

Traders granted leave to appeal BCSC fraud decision

Penalties unduly punitive, duo argued

By: IE Staff
July 24, 2003 July 24, 2003
13:30

BCSC chair touts “passport” model in WPC submission

Proposed system will work today says Hyndman

By: James Langton
July 21, 2003 July 21, 2003
15:50

OSC comments on BCSC proposed regulatory model

Model undermines progess to harmonization says Brown

By: James Langton
July 9, 2003 July 9, 2003
09:20

BCSC settles with Tree Brewing director

Wash admits to misleading "Wash' trades

By: IE Staff
June 10, 2003 June 10, 2003
13:40

BCSC settles with father and son team

Prince George B.C. pair involved in more than $13 million in securities act breaches

By: IE Staff
June 4, 2003 June 4, 2003
13:40