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Company: British Columbia Securities Commission

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A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

An individual was banned from working in the securities industry for 10 years after admitting that investor money went for personal use

gavel

HSBC agreed to pay more than $1 million to settle concerns that investors were harmed when the firm cut ties with 51 dealers

Closeup of mallet being hit on stacked coins at table in courtroom

B.C. residents allegedly accounted for raising US$1.15 million of a US$15-million scam

luxury vehicle

The BCSC can block drivers' licences and plates for those who fail to pay regulatory sanctions

gavel

A court has found that penalties imposed by the BCSC should survive the bankruptcy process

notepad, laptop and coffee cup on wood table

TSX sets a date for the launch of its new "market-on-close" trading model

Target hit in the center by arrow

Fund dealers were advised to examine their client reports for unusual or incorrect information

suspicious client

The regulator says it will contact clients directly as part of compliance reviews

Law concept - Law book with a wooden judges gavel on table in a courtroom or law enforcement office

Deal includes $2.4 million and cooperation with ongoing litigation

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Appeal court rules that regulator was right to allow orders issued in investigation