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Investors advised to exercise caution

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Ping Bai and RBP Consulting received $1.53 million from investors who were told their funds would be invested in foreign exchange trading

  • May 14, 2018 May 14, 2018
  • 15:48
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The proposed fee changes will be used to fund increased enforcement and meet growing regulatory obligations

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B.C. women between the ages of 18 and 34 were particularly interested in an investment offer despite it containing basic signs of fraud

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The OSC is expected to publish an update in late spring about how it will proceed with embedded commissions

New consultation paper contemplates the inevitability of increasing automation in the financial advisory business

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With other jurisdictions pondering possible changes to disclosure requirements, is important that B.C. market participants have an opportunity to share their views

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Regulator seeks input put on robo-advisors, cryptocurrencies and crowdfunding

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Panel finds foreign nine exchange investors were defrauded of $1.4 million

  • By: IE Staff
  • February 9, 2018 February 9, 2018
  • 14:45
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Lynne Rae Nickford ordered to pay $300,000 administrative penalty and disgorgement