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Company: British Columbia Securities Commission

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Woman pleaded guilty to violating BCSC prohibition

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

The regulator has banned a rep who forged a passing grade after thrice failing a proficiency course

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A judge sentenced the “con artist” to house arrest and two years’ probation

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Panel orders almost $37 million in disgorgement and penalties

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Pair owes $19 million to the BCSC over a market manipulation case

Businessman calculating and checking articles of agreemen

Regulators warn about a promotion using snail mail to spread stock hype

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Disclosing details of investigation would pose risk to the public and those being investigated, court finds

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New investigative tools and collection powers are on tap for the provincial regulator

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Gordon Johnson has more than 30 years of experience in securities and administrative law

  • By: IE Staff
  • February 25, 2020 February 25, 2020
  • 14:26
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Less than 10% of investor losses have been recovered