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Company: British Columbia Securities Commission

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gavel

No evidence that executive tried to hide insider trades

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Bulk of funds issuers raised went to consultants that quickly dumped shares

Business and financial report with laptop Accounting economic

The funding comes from enforcement sanctions

Court.

Panel said penalty should be bigger than regulator requested

gavel with $100-bill background

As millions in sanctions remain unpaid, BCSC orders $70,000 to be returned to investors

gavel

Under 2020 changes, the regulator can target under-valued asset transfers

investor protection

Regulators propose long-awaited reforms to enhance industry dispute-resolution system

High angle view of mallet eyeglasses legal book in courtroom

Duty of fairness to witnesses at investigative stage is minimal but it has been met in this case, court finds

whistleblower

Regulator to pay between $1,000 and $500,000 for enforcement tips

Judge makes ruling

Regulatory tribunal may have erred in dismissing abuse of process application, court finds