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Businessman calculating and checking articles of agreemen

The BCSC is boosting its efforts to educate investors about the importance of understanding their investment fees

The competition will focus on tech-driven solutions that could help industry firms meet their regulatory requirements

  • November 16, 2017 November 16, 2017
  • 15:30

Former advisor ordered to pay $800,000 penalty

IFIC campaign encourages investors to open their statements

A study commissioned by the BCSC examines the impact of CRM2 cost and compensation reports

The changes aim to increase access to capital for B.C. issuers

MFDA bans former rep for recommending unsuitable strategy

A BCSC panel has dismissed the MFDA's application to increase the 90-day suspension imposed on an advisor

First Block Capital granted bitcoin investment fund manager registration

Registration allows access to bitcoin investments, while providing regulators with the means to monitor operations in this rapidly developing area

Court rules in favour of labour-sponsored venture fund against fund manager

Investor funds diverted for personal expenses

Court rules in favour of labour-sponsored venture fund against fund manager

Rog Mangat is facing fraud charges related to an alleged scheme that he called Privileged Investment Group

  • By: IE Staff
  • August 14, 2017 December 19, 2017
  • 15:35

The proposed policy sets the minimum educational, training and experience necessary for reps to sell ETFs