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Court rules in favour of labour-sponsored venture fund against fund manager

Investor funds diverted for personal expenses

Court rules in favour of labour-sponsored venture fund against fund manager

Rog Mangat is facing fraud charges related to an alleged scheme that he called Privileged Investment Group

  • By: IE Staff
  • August 14, 2017 December 19, 2017
  • 15:35

The proposed policy sets the minimum educational, training and experience necessary for reps to sell ETFs

Echelon, BLG team up to create “capital pool company”

The company, which goes by the name Vancouver Stock Exchange Corp., is not authorized to operate as an exchange, the regulator notes in an alert

Shortcomings in client statements, followed by KYC, conflicts of interest and advertising were the top compliance issues for dealers

Won Sang Shen Cho is permanently banned from trading and purchasing securities

The receiver is accepting claims from investors until Aug. 4, BCSC says

  • By: IE Staff
  • June 8, 2017 December 19, 2017
  • 14:30

John Hinze, who has been with the provincial regulator for the past 16 years, takes over the role

Virginia Tan admitted that she fraudulently raised at least $30 million from investors

Grant Thornton to administer distribution of frozen funds in Bossteam fraud case