Fund dealers were advised to examine their client reports for unusual or incorrect information
The regulator says it will contact clients directly as part of compliance reviews
Deal includes $2.4 million and cooperation with ongoing litigation
Appeal court rules that regulator was right to allow orders issued in investigation
Nevada Supreme Court upholds lower court ruling, allowing BCSC to enforce hearing panel decision
Scheme uncovered by BCSC investigation ends in conviction, prison sentence
A hearing panel rejects bid to lift order against registered accounts
Evidence released by the regulator is being used in a potential class action
A regulatory panel at IFIC's leadership conference discussed Covid-19's challenges
Penalties and market bans handed down in $5 million fraud