Home British Columbia Securities Commission Page 64

Company: British Columbia Securities Commission

649 results found

BCSC settles with rep who sold clients unsuitable investments

Fortin fined $10,000

By: IE Staff
May 20, 2003 May 20, 2003
23:00

BCSC bans former securities dealer director

Hope failed to supervise Moneywatch rep Chevalier

By: IE Staff
May 9, 2003 May 9, 2003
10:15

B.C. director sanctioned for failing to file insider reports

McLean ordered to pay $10,000 penalty for Markatech trades

By: IE Staff
May 6, 2003 May 6, 2003
13:30

B.C. man admits securities fraud

Gill receives 20 year ban

By: IE Staff
May 6, 2003 May 6, 2003
09:10

B.C. court upholds BCSC investigation powers

Securities regulation subject to less stringent safeguards

By: James Langton
May 6, 2003 May 6, 2003
08:15

Kelowna day trader banned from securities markets

Enns acted acts unregistered portfolio manager

By: IE Staff
April 28, 2003 April 28, 2003
12:20

B.C. model proposes streamlined, simplified securities regulation

Principles-based regulation at core of proposal

By: IE Staff
April 15, 2003 April 15, 2003
09:10

Boiler room ruling upheld

B.C. court backs BCSC in shutting down brokerage

By: IE Staff
March 26, 2003 March 26, 2003
16:55

B.C. court denies Gill appeal

Upholds BCSC decision regarding "evidence of indebtedness"

By: James Langton
March 20, 2003 March 20, 2003
13:30

BCSC bans Burns Lake directors from securities markets

Anderson, Montaldi fined $200,000 for fraud

By: IE Staff
March 11, 2003 March 11, 2003
10:20