Company: Australian Securities and Investments Commission

50 results found
Pile of cryptocurrency coins

Australian regulators launch consultation on regulated crypto investment products

suspicious client

ASIC unveils guidance for the industry's looming advice-fee reforms

checking stock market data on a mobile device

ASIC follows Canadian and European regulators in banning risky options for retail investors

Close of businesswoman making announcement in paper trumpet

The regulator will offer civil and criminal immunity for ratting out insider trading and market manipulation

oad sign for kangaroos in Australia

Poor advice and fees for no advice prompt client compensation

Businessman Walk Over Cliff Gap Risk Mountain Balancing Flat Illustration

ASIC launches a consultation on the short supply of affordable advice

Block letters spelling fraud, with magnifying glass

Scam reports are up 20% during the pandemic, the Australian regulator warns

Metal handcuffs placed over the word fraud

Regulators see an ever-growing array of pandemic-related frauds

Female advisor meeting with male client at hotel lobby

Regulator takes steps to ease access to advice, but remains vigilant against misconduct

rules and regulations written on folder

ASIC provides relief to facilitate "low doc" offerings