Home Australian Securities and Investments Commission

Company: Australian Securities and Investments Commission

35 results found
Businessman Walk Over Cliff Gap Risk Mountain Balancing Flat Illustration

ASIC launches a consultation on the short supply of affordable advice

Block letters spelling fraud, with magnifying glass

Scam reports are up 20% during the pandemic, the Australian regulator warns

Regulators see an ever-growing array of pandemic-related frauds

Female advisor meeting with male client at hotel lobby

Regulator takes steps to ease access to advice, but remains vigilant against misconduct

rules and regulations written on folder

ASIC provides relief to facilitate "low doc" offerings

rules and regulations

Enforcement to protect markets and consumers will continue, but routine work has been shelved until Sept. 30

oad sign for kangaroos in Australia

Surge in order volume prompts limits on large traders

oad sign for kangaroos in Australia

Royal commission found clients charged for advice they never received

gavel

Big banks paying hundreds of millions in customer compensation

gavel

The court ruling helps clarify a legal grey area