Company: Australian Securities and Investments Commission

51 results found
rules and regulations written on folder

ASIC provides relief to facilitate "low doc" offerings

rules and regulations

Enforcement to protect markets and consumers will continue, but routine work has been shelved until Sept. 30

oad sign for kangaroos in Australia

Surge in order volume prompts limits on large traders

oad sign for kangaroos in Australia

Royal commission found clients charged for advice they never received


Big banks paying hundreds of millions in customer compensation


The court ruling helps clarify a legal grey area

suspicious client

A review suggests most fee disclosure is incomplete — and some fees aren't disclosed at all

man woman handshake by close up on a blue background

The two groups have signed a memorandum of understanding

Stacked white books on rules and regulations

Lawmakers have introduced new obligations for financial firms and given the ASIC new powers

ASIC has prevented five proposed ICOs from raising capital without appropriate investor protections