Across big banks and independent firms, many shifts are occurring
The deal is the first direct equity investment in a regional or local operation for Assante
Industry weighs in on proposed changes announced in July
This is the first decline in customer satisfaction since 2008, J.D. Powers reports
Management fees have been reduced by an average of 25%
The charitable giving program allows clients to incorporate philanthropic giving into their overall wealth plan
Three funds for HNW clients
Two Assante dealers to pay regulator and reimburse clients for alleged overcharging
An internal review discovered certain clients were not advised they qualified for lower-fee versions of certain mutual funds
Five Nova Scotia advisors moving from Beacon Securities