OSC seeks to ban securities fraudster
Regulator to hold hearing for Canadian serving time in U.S.
- By: James Langton
- August 5, 2020 August 5, 2020
- 13:49
Regulator to hold hearing for Canadian serving time in U.S.
Morneau Shepell's mental health index score for July remains low
OSC publishes guide for online proceedings
No issues found in targeted review of SRO's enforcement function
Year-over-year insolvencies have dropped sharply
ETFs had their second strongest month of the year
The new fund is part of Horizons' Total Return Index ETF series
Firm has $10 billion in assets, over 200 advisors
The tech competition aims to further trade finance innovation
Regulator warns against using relaxed rules to convert savings into precious metal investments
The regulator didn't make errors or deny fairness, the court finds
Father’s RRIF found to belong to estate rather than son named on plan
Short-term trends appear rosy, but end of CERB looms
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups