SEC sunshine a catalyst for private advisers: Moody’s
Enhanced transparency from private funds will boost confidence, assets
- By: James Langton
- February 17, 2022 February 17, 2022
- 13:41
Enhanced transparency from private funds will boost confidence, assets
The company's fourth quarter results were also strong
The representative also misled the dealer during an investigation
Large firms surveyed in finance and insurance have gender parity at senior levels
Minutes released Feb. 16 of the U.S. central bank’s policy meeting show most policymakers say faster interest rate hikes are needed if inflation does not…
Pandemic-driven panic exposed money market funds' vulnerabilities
Policymakers advised to start considering measures before threat materializes
Securities dealers, portfolio managers and investment counsellors are included in government efforts to cut off funding to protestors
Bank of Canada deputy governor Timothy Lane said Wednesday the central bank still expects inflation rates to come down quickly in the second half of…
From brokerage firms to pension managers, shifts occurred across the industry
Regulators particularly concerned about retail investor exposure
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups