Firms falling short of “best interest” standards: SEC
Regulator's reviews uncover shortcomings in brokers' Reg BI compliance
- By: James Langton
- January 30, 2023 January 30, 2023
- 15:22
Top Stories in News
Research and Markets
Companies make progress on anti-Black racism, but workers worry about recession: poll
Concerns about what an economic slowdown could mean for Black Canadians weighed on many of those surveyed
- By: The Canadian Press
- January 30, 2023 January 30, 2023
- 14:38
From the Regulators
Fed set to impose smaller hike, may hint of fewer increases
A downshift in rate increases is fueling enthusiasm on Wall Street that hikes will soon stop
- By: Christopher Rugaber, The Associated Press
- January 30, 2023 January 30, 2023
- 11:37
People
WCM honours 18 executive leaders
The award recipients will receive six months of individual executive coaching
- By: IE Staff
- January 30, 2023 January 30, 2023
- 11:07
Active management still the money maker
Pricier active funds to produce bulk of revenues, even as asset share erodes, ISS reports
- By: James Langton
- January 27, 2023 January 27, 2023
- 15:47
Financial sector downgrades outpace upgrades: Fitch
Macro slowdown and emerging-market sovereign downgrades loom over ratings
- By: James Langton
- January 27, 2023 January 27, 2023
- 15:03
From the Regulators
Court finds murdered man’s life policy was valid, again
Desjardins' appeal rejected as insurer failed to prove fraud on life application
- By: James Langton
- January 27, 2023 January 27, 2023
- 14:54
Industry moves this week
Top-level shifts were announced at several major firms, including National Bank Financial, iA Financial Group and RBC Insurance
- By: Katie Keir
- January 27, 2023 January 27, 2023
- 14:38
Federal government posts $3.6 billion deficit between April and November
Rate hikes, inflation drive public debt charge up 36.8%
- By: The Canadian Press
- January 27, 2023 January 27, 2023
- 13:13
Industry News
U.S. inflation and consumer spending cooled in December
Prices up 5% year over year, consumer spending down 0.2% from November
- By: Christopher Rugaber, The Associated Press
- January 27, 2023 January 27, 2023
- 10:44
62 fundcos receive FundGrade A+ awards for 2022
Three fund managers were lauded for the first time since the awards began
- By: IE Staff
- January 27, 2023 January 27, 2023
- 10:26
From the Regulators
Insider trading scheme used contracts for difference, FCA alleges
U.K. regulator accuses analyst of tipping off traders
- By: James Langton
- January 26, 2023 January 26, 2023
- 15:35
Job vacancies declining from record high: StatsCan
Openings were lower in November, and payroll employment was flat
- By: James Langton
- January 26, 2023 January 26, 2023
- 15:19
Consumer insolvencies hit highest volume last year since 2009: CAIRP
They rose 2.3% in 2025, while business insolvencies fell by 21.8%
- By: The Canadian Press
- February 9, 2026 February 9, 2026
- 12:21
Canada, U.S. stock markets rebound on Friday
Precious metals action calms, while Dow Jones tops 50K
- By: Daniel Johnson, The Canadian Press
- February 6, 2026 February 6, 2026
- 17:05
FSB flags repo market’s risk to global system
Report calls for action on data gaps, surveillance, leverage
- By: James Langton
- February 6, 2026 February 6, 2026
- 15:49
Lawyer sanctioned in fake GIC scheme
Trust account used in fraud, misappropriation, Law Society finds
- By: James Langton
- February 6, 2026 February 6, 2026
- 14:47
High court declines to hear Ponzi insurance case
Policy failed to cover hedge fund investment that turned out to be a fraud
- By: James Langton
- February 6, 2026 February 6, 2026
- 12:49
Pair ran massive market manipulation scheme: SEC
Firm allegedly touted stocks on social media, while selling its holdings
- February 5, 2026 February 5, 2026
- 15:24
Deals: Mubadala Capital launches co-investment fund
Plus, GreenShield buys Kii Health's Canadian mental health services segment
- By: IE Staff
- February 9, 2026 February 6, 2026
- 01:02
CFA Society Toronto announces undergrad awards
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
- By: IE Staff
- February 6, 2026 February 6, 2026
- 15:43
Strategizing for clients with multiple retirement accounts
Start with flexibility, tax efficiency, simplicity
- By: Jonathan Got
- February 6, 2026 February 6, 2026
- 09:22
Industry moves: François Trahan joins BMO as chief investment strategist
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
- By: Alisha Hiyate
- January 12, 2026 January 9, 2026
- 04:00
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Product roundup: Interactive Brokers launches RRIF
Plus, National Bank changes diversified equity fund
- By: Jonathan Got
- February 6, 2026 February 6, 2026
- 13:35
New year, new records: Canada’s ETF industry starts 2026 off with a bang
Net monthly ETF inflows reach $22B in January: report
- By: Noushin Ziafati
- February 5, 2026 February 5, 2026
- 11:57
Product roundup: Picton Investments to debut private equity fund
Plus, other firms launch new products, tweak their fund lineups
- By: Noushin Ziafati
- February 2, 2026 February 3, 2026
- 16:00