CIRO gets clean bill of health from CSA
First oversight review finds SRO complying with recognition order
- By: James Langton
- March 28, 2024 March 28, 2024
- 16:34
First oversight review finds SRO complying with recognition order
FINRA starts providing data on individual transactions
Positive workforce trends to cushion impact of aging population
Crypto entrepreneur's massive fraud unraveled with the collapse of FTX
Payrolls, weekly earnings, labour demand rose in January, StatsCan reports
Filing is required only if directly requested by the Canada Revenue Agency
Momentum may have extended into February
CEO is former managing director of IIAC
Regulator reports results of first supervisory reviews at planner/advisor titling organizations
Economist's findings helped advisors understand that people often make irrational decisions
Question of whether client used stop loss orders requires hearing, court rules
Rents are still 12.9% higher than levels seen before the Covid pandemic
They rose 2.3% in 2025, while business insolvencies fell by 21.8%
Precious metals action calms, while Dow Jones tops 50K
Unique provision aims to balance interests, provide greater certainty
Agency seeks feedback on new due diligence standards, enforcement
Regulators flag retail investor issues, market structure, resilience for 2026
GoSmart targets newer investors, excludes mutual funds, GICs, bonds, options
Plus, GreenShield buys Kii Health's Canadian mental health services segment
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups