CIRO gets clean bill of health from CSA
First oversight review finds SRO complying with recognition order
- By: James Langton
- March 28, 2024 March 28, 2024
- 16:34
First oversight review finds SRO complying with recognition order
FINRA starts providing data on individual transactions
Positive workforce trends to cushion impact of aging population
Crypto entrepreneur's massive fraud unraveled with the collapse of FTX
Payrolls, weekly earnings, labour demand rose in January, StatsCan reports
Filing is required only if directly requested by the Canada Revenue Agency
Momentum may have extended into February
CEO is former managing director of IIAC
Regulator reports results of first supervisory reviews at planner/advisor titling organizations
Economist's findings helped advisors understand that people often make irrational decisions
Question of whether client used stop loss orders requires hearing, court rules
Respondents see signs of recovery after a year of weak sales
Deutsche Bank forecasts growth this year at 4.5% as domestic demand remains weak
AI investment in North America, Asia helps boost outlook
Fake bank accounts used to divert funds from clients that were elderly, dead
Court appoints BDO to administer claims from investors
SRO failed to prove certain allegations, investor harm
Plus, new faces at Raymond James, Designed Wealth, Assuris and FSRA
CPP Investments, Northleaf have a two-decade long partnership
Investors’ compromised data may include SINs and investment account numbers and statements
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, other product/index launches, fund name and management changes
These fixed-income investments offer an escape from the duration-heavy domestic market without sacrificing security
Plus, product news from Harvest, AGF, CIBC, NEI, Manulife and RGP Investments