SEC makes last-minute enforcement push
Agency reports record enforcement filings, seeks to save dealer rule
- By: James Langton
- January 20, 2025 January 20, 2025
- 14:37
Top Stories in News
TFSA account values hit all-time high in 2024: BMO
Canadians see value in seeking financial advice, survey finds
- By: Jonathan Got
- January 20, 2025 January 20, 2025
- 14:22
Consumers see lower inflation, interest rates ahead: surveys
Canadians expect growth in spending to outpace income gains
- By: Jonathan Got
- January 20, 2025 January 20, 2025
- 12:45
Trump’s tariff threat weighing on Canadian businesses: BoC survey
Around 40% of company leaders surveyed in December expect new U.S. administration will be bad for their business
- By: Nick Murray, The Canadian Press
- January 20, 2025 January 20, 2025
- 12:01
Trump holds off on tariffs on Day 1
Executive orders will aim to increase oil and gas production, lower inflation
- By: Josh Boak, Matthew Daly and Paul Wiseman, The Associated Press
- January 20, 2025 January 20, 2025
- 11:47
Four of Canada’s biggest banks leave climate alliance
Departures from the Net Zero Banking Alliance follow those of the six largest banks in the U.S.
- By: Ian Bickis, The Canadian Press
- January 20, 2025 January 20, 2025
- 10:23
Economists expect December data to show inflation trending lower
Slowing inflation would pave way for more interest rate cuts, but US tariffs a wild card
- By: Rosa Saba, The Canadian Press
- January 20, 2025 January 20, 2025
- 09:43
Industry moves this week
TD speeds up CEO exit, announces board changes, plus moves at Optimist and Franklin Templeton
- By: Alisha Hiyate
- January 17, 2025 May 27, 2025
- 17:17
Vanguard settles with SEC, NASAA
Fund change triggered large tax bills for certain investors, regulators alleged
- By: James Langton
- January 17, 2025 January 17, 2025
- 17:02
U.K. delays final Basel reforms, again
Regulators pushback final post-crisis reforms ahead of new U.S. administration
- By: James Langton
- January 17, 2025 January 17, 2025
- 16:41
Taxpayers forced to bet on capital gains inclusion rate
Gambling on potential legislative outcomes undermines confidence in tax system, lawyers say
- By: Michelle Schriver
- January 17, 2025 January 17, 2025
- 16:23
Firms shortchanged cash sweep clients: SEC
Advisory clients only offered low-paying sweep accounts, regulator alleged
- By: James Langton
- January 17, 2025 January 17, 2025
- 16:22
Tech roundup: Financial planning software account for legislative uncertainty
Plus, other fintech platform news
- By: Jonathan Got
- January 17, 2025 January 17, 2025
- 16:11
Stock markets rise with the latest U.S. economic data ‘sending the right signals’
The S&P/TSX composite index rose 58.63 points to 32,058.73
- By: Daniel Johnson, The Canadian Press
- December 23, 2025 December 23, 2025
- 17:07
Bank of Canada governing council says trade uncertainty clouding outlook
The central bank issued a summary of its overnight-rate deliberations earlier this month
- By: Lauren Krugel, The Canadian Press
- December 23, 2025 December 23, 2025
- 14:00
Consumer confidence in U.S. slides in December to lowest level since tariffs rolled out in April
Americans’ assessments of their current economic situation tumbled: survey
- By: Matt Ott, The Associated Press
- December 23, 2025 December 23, 2025
- 10:56
SEC charges seven groups in alleged crypto confidence scam
Retail investors targeted by so-called investment groups on social media
- By: Alisha Hiyate
- December 24, 2025 December 24, 2025
- 08:45
Dramatic increase in Fintrac fines coming, but their effectiveness is less clear
The increase is part of an effort to beef up anti-money laundering measures
- By: Ian Bickis, The Canadian Press
- December 22, 2025 December 22, 2025
- 08:12
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
Financial industry’s New Year’s resolutions
Optimism for tech and growth comes with market and macroeconomic concerns
- By: Jonathan Got
- December 29, 2025 December 24, 2025
- 01:00
CPP Investments acquires minor stake in lubricants company Castrol
The pension fund is investing up to US$1.05 billion
- By: The Canadian Press
- December 24, 2025 December 24, 2025
- 10:07
Industry moves: Two new adjudicators join Capital Markets Tribunal
Plus, promotions at Harvest and Ontario Teachers' Pension Plan Board
- By: Alisha Hiyate
- December 24, 2025 December 24, 2025
- 08:38
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
ETFs find favour as building blocks of other funds
They are increasingly being used for fixed income, foreign equities exposure
- By: Pierre Théroux
- December 29, 2025 December 24, 2025
- 01:26
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29