The findings suggest a greater percentage of Canadian firms are more optimistic about the future than they were in January
A new study from the CFA Institute suggests the industry is at an inflection point in which advisors fostering trust among clients will be key…
The former BMO strategist will help the U.S. derivatives regulator “activate the CFTC’s latent capability for market intelligence”
Jayanth Noronha engaged in off-book transactions, accepted compensation from the issuers, failed to disclose his conflict of interest and hid the misconduct
The firms says that they intend to cut clearing costs for customers
Basel Committee signals that most big banks still do not have the appropriate quality of risk management practices and decision-making processes
Supervisory efforts are bearing fruit, EBA report says
There were notably positive results in terms of volume and value of IPO deals during Q1: PWC report
This week’s hearing stems from allegations Sentry violated the sales practices rules when it held a mutual fund conference in California
The company has introduced seven new ETFs to the market while Mackenzie has reclassified the risk rating for one of its ETFs
Jobs report coming Friday
Better-than-expected GDP data lifts loonie
Given the geopolitical and economic climate, a shift in approach to mitigating risk among DB pension plan sponsors may be underway
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record