The CFP examination was written by 473 candidates — the highest number since 2010
The SEC and CFTC pledge to stop and prevent fraud
Offering incentives to staff leads to greater awareness of cyber threats
Mutual fund sales rose by 47% to $44.2 billion in 2017 while total AUM rose by 10.3% to $1.48 trillion
The AMF will follow up on the results of the review and may require firms to make changes to their “Fund Facts” documents
Sentiment on Canada’s developing cannabis industry is increasing significantly
IIROC seeks input on changes to plain language rulebook
Wall St. pulls back; loonie slides lower
New fund aims to profit from the collective effects of investors’ emotional mistakes
Unauthorized discretionary by Adam Woodward caused significant client losses, regulator says
Investors urged to be very careful in considering these highly speculative investments
Emphasis is on CRM2, cybersecurity and conflicts of interest
The S&P/TSX composite index rose 58.63 points to 32,058.73
The central bank issued a summary of its overnight-rate deliberations earlier this month
Americans’ assessments of their current economic situation tumbled: survey
The increase is part of an effort to beef up anti-money laundering measures
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
The pension fund's 50% share of the initial capital commitment is roughly $1.8 billion
Woodgate Financial Inc., Assante Financial Management Ltd., are among Focal's customers
Plus, a new TD partnership, and Toronto fintech becomes dark pool partner
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record