The client invested $2 million in the former advisor's business, which failed
Fines, restitution and disgorgement awards were up 39% from the previous year
The agreement expands Sun Life Vietnam's distribution network
Effective Jan. 1, "mini-bonds" cannot be marketed to retail investors in the U.K.
The digital platform is designed to reduce admin time by up to 50%
The banking giant resolved the case for £43.9 million
Profit amounted to $1.73 per diluted share for the quarter
The 10 ETFs began trading on the TSX on Tuesday
S&P/TSX composite index closed up 78.02 points after hitting an intraday record
Sales were up in all asset classes
Dissenting commissioner says it's "absurd that the commission is excusing billionaires from the notice-filing requirement"
The rating agency says TD expects to recognize a sizeable re-evaluation gain at closing
Company exec says the change will simplify “how advisors choose products”
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups