SEC pays US$3.8 million whistleblower award
Tip led to millions of dollars being returned to investors
- By: James Langton
- July 14, 2020 July 14, 2020
- 17:37
Tip led to millions of dollars being returned to investors
Nominations for market reg and fixed-income committees due Aug. 21
Firm allegedly sold stock based on false hype about its wind turbine technology
Assets are growing, but market share is stagnant
Report recommends reforms to the process for crafting audit standards
Commodity exposure, Covid-19 prevalence underpins economic fallout
Report calls for reforming emergency supports, restoring oversight
The Edmonton-based bank has launched a new capital markets team
Black professionals say it's time for a real conversation and a shift in power dynamics
Users of Wealthsimple Crypto will be able to trade Bitcoin and Ethereum
The fund invests in bonds from issuers addressing social and environmental issues
JPMorgan Chase, Wells Fargo and Citigroup have all released their Q2 earnings
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups