Settlement includes sanctions, disgorgement and market bans
The TSX was down just over 9 points on Thursday
Proposed model act provides template for state whistleblower laws
Proposals aim to ensure security, operational resilience
Regulator promises vigilance during pandemic
Study finds those under financial pressure worry more about lockdown effects
Exchange plans to offer trading on its equities platform in Q4
The organization is looking for a new consumer interest director
Both senior management changes will be effective in June
J.D. Power suggests self-directed investing firms focus on client onboarding and mobile apps
The nominees have experience with senior and vulnerable investors
Crista Caughlin will manage the firm’s Canadian bond, global bond and Canadian money market strategies
Chief executive says the bank entered the crisis from a position of strength
After a record-breaking year for new product launches, old-fashioned strategies are still a solid choice for portfolios
Officials are preparing for a review of the Canada-U.S.-Mexico trade agreement in 2026
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
The increase is part of an effort to beef up anti-money laundering measures
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Plus, a new TD partnership, and Toronto fintech becomes dark pool partner
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record