Brodsky to step down from CBOE
Current CBOE president and COO Edward Tilly has been tapped as his replacement
- By: James Langton
- December 12, 2012 December 12, 2012
- 12:20
Latest news in Industry News
Richardson GMP certified for fiduciary excellence
The firm is the first Canadian investment dealer to audited by the Centre for Fiduciary Excellence
- By: IE Staff
- December 12, 2012 December 12, 2012
- 11:10
Canadian Western Bank donates more than $1 million to children’s charities
Greater Interest GIC campaign raises funds for local Big Brothers Big Sisters organizations
- By: IE Staff
- December 12, 2012 December 12, 2012
- 10:30
Canadians split on saving for retirement, paying off debt
Twice as many younger Canadians intend to maximize their RRSP contributions for the 2012 tax year
- By: IE Staff
- December 12, 2012 December 12, 2012
- 10:20
One third of parents find it hard to talk to their kids about money
While majority of parents agree it’s important to teach their kids, time and complexity are barriers
- By: IE Staff
- December 12, 2012 December 12, 2012
- 10:00
British authorities arrest three men in LIBOR case
UK Serious Fraud Office investigating rate rigging scandal
- By: James Langton
- December 12, 2012 December 12, 2012
- 07:30
Northern Securities working to replace carrying broker
IIROC says firm must alert clients to possible restrictions
- By: James Langton
- December 11, 2012 December 11, 2012
- 16:00
Securities class action settlements plummet in 2012: NERA
Settlements and dismissals have dropped to record lows as legal changes lead to a slowdown in resolutions
- By: James Langton
- December 11, 2012 December 11, 2012
- 14:30
HSBC to pay $1.9 billion to settle U.S. money-laundering case
Bank agrees to strengthen its compliance policies and procedures
- By: James Langton
- December 11, 2012 December 11, 2012
- 14:00
Financial Horizons expanding again
Ontario MGA to acquire Alberta-based Optio Financial Facilitators
- By: Megan Harman
- December 11, 2012 December 11, 2012
- 11:35
Severe weather damages top $1 billion in 2012: IBC
Calgary storm damages pegged at more than $500 million
- By: IE Staff
- December 11, 2012 December 11, 2012
- 10:50
U.S. Treasury sells remaining shares of insurance giant AIG
Sales expected to generate US$7.6 billion
- By: James Langton
- December 11, 2012 December 11, 2012
- 09:25
Fiera Capital AUM grow to $63 billion with UBS Global AM deal
Fiera buys the Canadian fixed income, Canadian equity and balanced account business of UBS Global Asset Management (Canada)
- By: IE Staff
- December 11, 2012 December 11, 2012
- 08:30
U.S. accounting watchdog flags up auditor errors
PCAOB worried about the number and significance of deficiencies identified in audits of internal control at public companies
- By: James Langton
- December 10, 2012 December 10, 2012
- 14:30
IFIC congratulates Brandes on investor education leadership
Scholarship designed to educate young people about the world of investing
- By: IE Staff
- December 10, 2012 December 10, 2012
- 12:35
Standard Chartered settles with U.S. authorities
British bank to pay US$327 million in Iran money transfer case
- By: James Langton
- December 10, 2012 December 10, 2012
- 12:30
Global mobility shapes investment approach: survey
Mobile millionaires place family and quality of life above business interests
- By: IE Staff
- December 10, 2012 December 10, 2012
- 11:30
Ethical cultures within financial firms must change: CFA survey
One way to regain the public’s trust is through the improved enforcement of existing laws and regulations
- By: Fiona Collie
- December 10, 2012 December 10, 2012
- 08:00
U.S. futures industry to study insurance fund
Study follows other efforts to enhance customer protections after the collapse of MF Global and Peregrine Financial
- By: James Langton
- December 7, 2012 December 7, 2012
- 19:30
Investor Education Fund launches holiday savings game
IEF website feature game and other holiday-themed saving tools
- By: IE Staff
- December 6, 2012 December 6, 2012
- 16:00
Accretive Advisor regroups
New website brings together investors and advisors
- By: Fiona Collie
- December 6, 2012 December 6, 2012
- 12:45
MGI Financial to become Desjardins Financial Security Investments
Last step in the purchase transaction between Jovian and DFS
- By: IE Staff
- December 6, 2012 December 6, 2012
- 10:20
Making maximum RRSP contributions a challenge: report
Many investors are worried about the health of their RRSPs given continuing market volatility
- By: IE Staff
- December 6, 2012 December 6, 2012
- 10:00
Canadian Broker Network to acquire South Western Insurance
Deal marks the expansion of CBN into the wholesale insurance market
- By: IE Staff
- December 5, 2012 December 5, 2012
- 12:30
Citigroup to cut 11,000 jobs
U.S. banking giant looking to lower expenses
- By: James Langton
- December 5, 2012 December 5, 2012
- 10:40