The new tools will provide financial services firms and their compliance officers better oversight in managing advisors’ electronic communications
For Canada, the TPP is most important, followed by potential trade deals with China, the Pacific Alliance, India and ASEAN nations, C.D. Howe report finds
The 10 largest pension funds have invested approximately $600 billion across various asset classes, with a significant portion invested in alternative asset classes
Tom Felkai, vice president of finance, will take over from Stephen Johnson, who is stepping down as CFO on Dec. 31
New Form T1135 provides compliance relief for those with foreign property worth less than $250,000
Although some firms have made progress in establishing client suitability in recent years, other firms need to make substantial improvements
The drop marks the first decline in assets since Q2 2013
The CSA plan for enhancing transparency in fixed-income markets needs more thought, says IIAC CEO Ian Russell
Remind your clients of other tax savings options and strategies, including maximizing RRSPs and other registered accounts
The move means Nasdaq will have a Canadian presence for the first time in 10 years
A bevy of services and brands will now fall under the umbrella of Scotia Wealth Management banner
Ben Bernanke, Jean-Claude Trichet to join advisory board
Nine mutual fund dealer execs on trade association board
Advisors will also need to use technology to improve productivity and free up time to spend with clients, survey finds
The bank is alleged to have failed to adequately disclose its exposure to the U.S. subprime market
SCC decisions prompt shareholder advocacy group to recommend that legislators should follow Ontario’s lead
Study finds that those who experience financial stress and lacking in confidence are less likely to seek financial help
Canada’s proportionately larger Muslim population vs the U.S. and sterling reputation for economic strength and stability gives the country advantages to win this business
Collins Barrow Toronto’s “What’s Your Number” will assist HNW clients in understanding their finances
The award acknowledges Fiera’s performance and ability to grow AUM
Core Canadian retail banking arm up 15%
Robo-advisor will be able to work more closely with advisors as a result of the transaction
Former in-house lawyer has insider’s knowledge of firm’s business practices and litigation strategies, Manulife argues
With the acquisition of about $340 million in Birla Sun Life Insurance shares, Sun Life will now own 49% of the firm, up from 26%
GE Capital’s former transportation finance business is now known as BMO Transportation Finance