FSCO examinations have found that 10% of insurance agents were not disclosing actual or potential conflicts of interest to their clients in writing, as they’re…
CFIF aims to enhance the efficiency and resilience of the Canadian fixed-income market
The expected rise of robo-advisors doesn’t spell the end of human interaction
Recommendations aimed at increasing the number of women in senior roles at U.K. financial firms
Advisors interested in the exempt-market space should educate themselves properly and pursue the appropriate licenses and qualifications, experts say
Legal dispute has its roots in the financial crisis
The 1% of taxfilers accounted for 10.3% of Canada’s total income in 2013
1,100 advisers from Transamerica working at roughly 50 firms across the United States will become affiliated with Signator Investors
The provincial government is reviewing FSCO’s and DICO’s mandates as well as the regulatory framework for financial planning
Lender will offer its employees the opportunity to act as coaches in schools
Startups gain free access to historical futures and options data
City National CEO Russell Goldsmith will lead the combined U.S. wealth management business from Los Angeles
Private equity firm claims bank owes hundreds of millions of dollars
Authors of four research papers honoured
The transaction, which was first announced in February, adds US$7.2 billion in AUM to Fiera
A lawsuit involving transition loans paid by Canaccord Genuity to four Thunder Bay, Ont. brokers is headed to trial
Alternative lender joins FinTech Cluster
CPPIB opens investment office in Mumbai
New BlackRock survey suggests that financial advice could go a long way in helping Canadians plan for their retirement properly
US$5.2 billion deal expands the markets ICE serves
The new head of the ombudservice says stakeholders would benefit from OBSI having such powers, although there would be a cost
Videos and website direct consumers to advisors
The investment industry and investor advocates have differing points of view as to what regulators should do concerning mutual fund fees
Anonymous postings led the company’s share price to drop 20%
Deal strengthens First Asset's ability to grow and to expand its product lineup