In part one of a three-part interview series, “Women in Capital Markets 2016: Extraordinary Leaders,” Dan Richards, CEO, Client Insights, discusses successful workplace strategies for…
HollisWealth will add $34 billion in AUA, 800 licensed advisors and 400,000 active clients to IA’s growing wealth-management operations
Advisors must be willing to spend money on their assistants, said Ellen Bessner during a keynote speech at the inaugural Assistants’ Conference in Toronto
Piper Jaffray’s 40 analysts cover 750 companies in the consumer, energy, financial, health-care, industrial and technology sectors
The survey is being introduced in advance of an expected CSA proposal to ban on embedded mutual fund commissions
Statistics Canada’s IBSPI aims to measure movements in the prices charged for investment banking services
The new entity will operate as Dundee Capital Partners, with a name change and full re-branding expected for early 2017
Robert Shewchuk claimed in a lawsuit that Blackmont Capital did not properly pay him for corporate finance deals he brought to the firm
BMO InvestorLine, which had claimed the top spot four times since 2011, fell to fourth place this year while Scotia iTRADE and Questrade filled out…
The women are university students from across Canada and replace the first cohort of the council, whose goal is to develop strategies to advance women…
The platform is expected to become a major source of growth for the firm as it allows advisors to manage client relationships more effectively
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The deal, which brings Investment Executive and the Advisor’s Edge publications under the same umbrella, also includes various other B2B brands
The team of four advisors, formerly with BMO Nesbitt Burns, joined NBF’s new branch in Ancaster, Ont.
The shift to investments with lower fees is being driven by concerns about costs in this low-return environment and the regulatory climate, report finds
The changes are designed to streamline communication between advisors and their compliance departments concerning the use of social networks
Maximizer CRM Wealth Manager 2017 will have fields that can capture all the relevant data points as well as commonly used forms within each client’s…
The guidance will allow market participants to understand the underlying principles the exchange uses when it determines disciplinary sanctions
The merger of Fédération des caisses Desjardins du Québec and Caisse centrale Desjardins is expected to become effective on Jan. 1, 2017 following regulatory approval
The digital trading platform will operate 24 hours a day, 365 days a year and blockchain technology will be used to facilitate the new venture
Susan Bradley, founder, Sudden Money Institute, gives tips for advisors on how to help clients make sound financial decisions during major life transitions.
A majority of Canadians would prefer someone make a charitable donation on their behalf than receive a traditional gift for the holiday season
Lucie Tedesco, who has been vice chairwoman of FinCoNet since 2013, was appointed to a three-year term as chairwoman earlier this month
Pension risk transfer agreements have become more popular as continuously improving life expectancy threatens the long-term financial viability of many pension plans
Timothée Bessette helped or advised individuals file income tax returns, or request a reassessment, using the distinction between a “natural” person and a “legal” person
Most Canadians aged 35-54 say everyday expenses prevent them from saving