David Kaufman, president of exempt market dealer Westcourt Capital Corp., says regulators and dealers must work together to identify dealers who are not playing by the rules and support those who are. He spoke at the 2012 Exempt Market Dealers Association conference in Toronto.
The institute will work with Business Future Pathways on the guidelines
This is the highest monthly foreign investment in Canadian securities since March 2022
Agency encourages taxpayers to add the extra layer of security ahead of tax-filing season
As part of the joint venture, the partners will acquire a portfolio of 12 Canadian industrial assets totalling 27 buildings
Accountant allegedly found assets used to lure investors to schemes
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Women continue to face systemic issues in Canada's financial planning industry — Tanya Staples has an idea
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager