DRC: Investors Group’s Regan on topping full-service dealers
- By: Kevin Regan
- June 1, 2010 December 15, 2017
- 10:10
For affected registrants, the sign-up period is about to end; the deadline for investors is April 30
For dealers, preparing for compliance will include reviewing agreements with fund managers
Industry experts offer tips after regulators find shortcomings in suitability, KYP and KYC compliance
Middle income families had weak wage gains, lower net savings: Statistics Canada
Amount includes tax refunds, pension cheques and benefits
Error went undetected despite over 500 complaints; affected more than 100,000 customers
PMI data for both countries improved in January