BRC 2010: New Richardson GMP CEO lauds culture, describes strategy
- By: Andrew Marsh
- May 2, 2010 December 15, 2017
- 13:05
Plus, new financial planning software gains ground and insurer starts using small language model
For affected registrants, the sign-up period is about to end; the deadline for investors is April 30
For dealers, preparing for compliance will include reviewing agreements with fund managers
Industry experts offer tips after regulators find shortcomings in suitability, KYP and KYC compliance
Amount includes tax refunds, pension cheques and benefits
Error went undetected despite over 500 complaints; affected more than 100,000 customers
Since 2022, $15.5 billion of Canada green bonds have been issued
Rep sanctioned in CIRO settlement, despite lack of harm