Harold Geller
Lawyer: “Insurers deny existence of supervision”
- By: Harold Geller
- February 25, 2011 December 15, 2017
- 13:18
Former senior executive pleaded guilty to trading ahead of deteriorating results
Adjudicator rejects $213M claim against Bridging flagship fund
Investors lost $9.8M on investment that turned out to be a fraud
Preventing communication with clients could harm regulatory compliance
Former registrant filed the application in Superior Court of Quebec
The transaction will see CI GAM’s AUM increase to roughly $170 billion
Clients walk into brank branches expecting access to a mix of competitive products — that's not what they get
Amid possible mega-merger, industry primed for consolidation