Home Suitability

Keyword: Suitability

60 results found
Home for sale with red and white real estate sign during the fall season. Fall season with leaves on ground. Front porch and windows in background. Residential neighborhood. Moving house, relocation concept. Realtor putting up signs.

Brokerage, owner admitted to various contraventions of mortgage rules

magnifying glass

Almost half of high-risk agent reviews found best-practice failures

Target hit in the center by arrow

A FSRA review resulted in 445 letters of warning for failing to complete continuing education hours

  • By: IE Staff
  • March 9, 2023 March 9, 2023
  • 13:35
under the microscope

Elevated redemptions from illiquid funds highlight possible suitability risks, Fitch says

advisor client meeting

FAIR Canada research finds investors worry about fees and suitability, and have low faith in regulatory protections

Female tax inspector looking at corporate financial documents with magnifying glass

Fines levied against reps last year soared to $7.9 million from $938,000 in 2021

Business lawyer team. Working together of lawyer in the meeting.

The firm will pay nearly $11 million in client compensation after reps boosted their own performance numbers

advisor client meeting

Advisors must show that clients understood an investment and its risks

Businessman analysis the stockmarket on labtop Stock Market Investment Online

Firm settles IIROC allegation of inadequately supervising new-issue trading

Dialogue bubble with five stars, customer satisfaction concept

A step-by-step approach