The Ontario regulator discussed proposed licensing suitability guidance during a webinar on Wednesday
Decision on tougher investor protection measures coming by end of 2025
Draft guidance forms part of larger effort to improve industry conduct
Regulators to explore the regulation, provision of advice online
Group to focus on investor-advisor relationships, complaints, suitability
Collections plunge as hefty sanctions are handed out
Regulator proposes guidance for assessing the fitness of management, large shareholders under new crypto regime
JRC report details complaints to OBSI involving mutual fund suitability, low-ball settlements
Canada remained the last G20 country without conduct standards for OTC derivatives markets
European regulators say financial institutions should make "extra efforts" to ensure investors are aware of how inflation affects real returns