• CE Corner
  • Webinars
  • Soundbites
Investment Executive
  • Newsletters
  • Subscribe to Newspaper for free
  • My account

Point of sale: Requirements and exceptions for online and phone sales

Share
Facebook
LinkedIn
Twitter
Mail to a fried
Print
  • News
    • Industry News
    • From the Regulators
    • People
    • Products
    • Research and Markets
  • Report Cards
  • Insight
    • Editorials
    • Columns
    • Letters to the Editor
  • In Depth
    • Special Reports
    • Report Cards
    • Magazines
    • Partner Reports
    • Expert Advice
  • Inside Track
  • Brand Knowledge
  • Newspaper
  • Tools
    • CE Corner
    • Webinars
    • For Your Clients
    • Partners’ Place
    • Soundbites
Home In Depth Special Reports Point of sale: Requirements and exceptions for online and phone sales

Prepping for point of sale disclosure

More from this feature

Point of sale: Requirements and exceptions for online and phone sales

In part two of this three-part series, Rebecca Cowdery, partner with Borden Ladner Gervais LLP in Toronto, discusses Fund Facts requirements for mutual fund sales initiated online or by phone.

  • By: Rebecca Cowdery
  • July 21, 2015 November 9, 2019
  • 15:25
Share
Facebook
LinkedIn
Twitter
Mail to a fried
Print
Rebecca Cowdery
Share this article and your comments with peers on social media
  • Facebook
  • LinkedIn
  • Twitter

Every day, get the financial news that matters in your inbox.

Tools

Webinars

    • August 15, 2022 August 10, 2022
    • 07:00

    How can modern rebalancing improve your business?

    Michael Blicker, Mathieu Cardianal

    Answering your biggest ESG questions

    ESG Icons
microsite promotion
CE Corner For Your Clients Events

Latest news In Special Reports

Hot housing market gives some Canadians cold comfort

Housing costs are a growing worry, BMO index finds

  • By: IE Staff
  • March 17, 2022 March 17, 2022
  • 15:02

Canadian ETFs enter the metaverse

New funds hold several big names found in broad U.S. stock indexes

  • By: Rudy Luukko
  • January 24, 2022 January 24, 2022
  • 00:15

Staying connected as Covid persists

Effective communication, whether digital or in person, remains key to strong client/advisor relationships

  • By: Maddie Johnson
  • January 24, 2022 January 24, 2022
  • 00:07

Regulatory issues to watch in 2022

Several major initiatives could launch this year

  • By: James Langton and Melissa Shin
  • January 24, 2022 January 24, 2022
  • 00:06

Today's top stories

Crypto firms must promise to be good

CSA demands pre-registration undertakings from firms to protect investors

  • By: James Langton
  • August 15, 2022 August 15, 2022
  • 11:58

Ontario Teachers’ Pension Plan reports positive return in first half

Many other funds struggled amid tumultuous global markets

  • By: Mark Burgess
  • August 15, 2022 August 15, 2022
  • 14:35

Economists tackle a U.S. economic mystery: so many jobs, so little growth

A CIBC report examines Covid effects

  • By: James Langton
  • August 15, 2022 August 15, 2022
  • 15:21

FINRA adopts e-filing for enforcement

A temporary pandemic innovation is being made permanent

  • By: James Langton
  • August 15, 2022 August 15, 2022
  • 16:45
Newsletters
My account
  • News
  • Industry News
  • From the Regulators
  • People
  • Products
  • Building Your Business
  • Client Communications
  • Practice Management
  • Financial Planning
  • In Depth
  • Special Reports
  • Report Cards
  • Magazines
  • Partner Reports
  • Insight
  • Editorials
  • Columns
  • Letters to the Editor
  • Inside Track
  • Tools
  • Brand Knowledge
  • Newspaper
  • IE June 2022 cover
  • Free Subscription
  • Finance Investissement
  • Advisor.ca
  • Conseiller.ca
  • About Us
  • Contact Us
  • Reprints and Permissions
  • Advertise
  • Statement of Ethics
  • Terms of Use
  • Privacy Policy
  • Accessibility
Newcom Media

© Newcom Media Inc.

We use cookies to make your website experience better. By accepting this notice and continuing to browse our website you confirm you accept our Terms of Use & Privacy Policy.

read more >>