Skip to Content
↵ENTER
Skip to Menu
↵ENTER
Skip to Footer
↵ENTER
  • CE Corner
  • Webinars
  • Soundbites
Investment Executive
  • Log in
  • Subscribe

Lawyer: Protect your practice with four Cs of documentation

  • Share
  • Facebook
  • LinkedIn
  • Twitter
  • Mail to a fried
  • Print
  • News
    • Industry News
    • From the Regulators
    • People
    • Products
    • Research and Markets
  • Report Cards
  • Insight
    • Editorials
    • Columns
    • Letters to the Editor
  • In Depth
    • Special Reports
    • Report Cards
    • Magazines
    • Partner Reports
    • Expert Advice
  • Inside Track
  • Brand Knowledge
  • Newspaper
  • Tools
    • CE Corner
    • Webinars
    • For Your Clients
    • Partners’ Place
    • Soundbites

Advisors and the law

More from this feature

Lawyer: Protect your practice with four Cs of documentation

  • By: Ellen Bessner
  • September 14, 2011 October 30, 2019
  • 16:51
  • Share
  • Facebook
  • LinkedIn
  • Twitter
  • Mail to a fried
  • Print
Ellen Bessner

  • Related news

  • Litigation lawyer: Know your client and prove it with notes

  • Keywords
  • Practice management,
    •  
  • Advisors and the law
Share this article and your comments with peers on social media
  • Facebook
  • LinkedIn
  • Twitter

Every day, get the financial news that matters in your inbox.

Tools

Webinars

    The Case for Private Markets: The Strategic Role of Alternatives in Today’s Portfolios

    The Case for Private Markets: The Strategic Role of Alternatives in Today’s Portfolios Two men in front of a mountain and forest landscape.

    Federal Budget 2025: Webinar with Jamie Golombek

    Federal Budget 2025: Webinar with Jamie Golombek Parliament building and Canadian flag.
CE Corner For Your Clients Events

Latest news In Special Reports

OSC seeks $37.5 million in Bridging sanctions

Regulator requests monetary penalties, disgorgement, costs and market bans

  • By: James Langton
  • April 29, 2025 July 10, 2025
  • 16:11

Insurance advisors share industry sentiment and needs (charts)

Insurance advisors answered multiple-choice questions about their industry experience for this inaugural research

  • By: Katie Keir, Emily Fox
  • February 12, 2024 July 9, 2024
  • 00:14

Hot housing market gives some Canadians cold comfort

Housing costs are a growing worry, BMO index finds

  • By: IE Staff
  • March 17, 2022 March 17, 2022
  • 15:02

Canadian ETFs enter the metaverse

New funds hold several big names found in broad U.S. stock indexes

  • By: Rudy Luukko
  • January 24, 2022 January 24, 2022
  • 00:15

Today's top stories

The ETF year in review

More than 300 new products landed in 2025 — a new record

  • By: Rudy Luukko
  • December 12, 2025 December 12, 2025
  • 13:24

Tech stocks weigh on Canadian, U.S. markets while pot stocks surge

Canadian cannabis companies surged on reports that Washington will ease federal restrictions on the drug

  • By: Daniel Johnson, The Canadian Press
  • December 12, 2025 December 12, 2025
  • 17:39

AI is just getting started

Never mind the elevated price-to-earnings ratios, a case is being made for a cap-ex powered stock market boom in 2026

  • By: Kevin Press
  • December 12, 2025 December 12, 2025
  • 13:39

Credit outlook neutral for North American corporates

Despite uncertainty, modest growth, declining rates to support credit: Fitch

  • By: James Langton
  • December 12, 2025 December 12, 2025
  • 13:53
  • News
  • Industry News
  • From the Regulators
  • People
  • Products
  • Building Your Business
  • Client Communications
  • Practice Management
  • Financial Planning
  • In Depth
  • Special Reports
  • Report Cards
  • Magazines
  • Partner Reports
  • Insight
  • Editorials
  • Columns
  • Letters to the Editor
  • Inside Track
  • Tools
  • Brand Knowledge
  • Newspaper
  • Newspaper newspaper image Investment Executive November 2025 final cover
  • Free Subscription
  • Investment Executive - Our sister brands Investment Executive - Our sister brands
  • Finance Investissement Finance Investissement
  • Advisor.ca Advisor.ca
  • Conseiller.ca Conseiller.ca
  • About Us
  • Contact Us
  • Reprints and Permissions
  • Advertise
  • Statement of Ethics
  • Terms of Use
  • Privacy Policy
  • Accessibility
  • AI Policy
Newcom Media

© Newcom Media Inc.

We use cookies to make your website experience better. By accepting this notice and continuing to browse our website you confirm you accept our Terms of Use & Privacy Policy.

read more >>